ÌÇÐÄvlogÃÛÌÒ Our DBS Program
Deep brain stimulation (DBS) therapy is currently offered to patients with certain movement disorders that are not sufficiently controlled with medications. These conditions include Parkinson’s disease, essential tremor, dystonia and Tourette syndrome.
Our DBS team performs comprehensive evaluations to determine if someone is a good candidate for DBS. We recognize that the success of DBS surgery depends on several factors:
- Appropriate patient selection
- Proper electrode positioning in the operating room
- Proper postoperative programming to achieve the maximum benefit from DBS without causing side effects
- Reasonable expectations of outcomes following DBS treatment and education about risks
- Appropriate home environment and social support to manage post-surgical care
We continually keep these factors in mind when approaching any patient considering DBS treatment.
Overview
DBS has evolved as an important and established treatment for medically-refractory movement disorders. While DBS is not a cure for movement disorders, it can successfully treat symptoms by disrupting the abnormal patterns of brain activity that become prominent in these diseases. Using a fully implantable neurostimulation system, DBS provides a targeted, adjustable, non-destructive, and reversible means of modulating the pathological of brain circuits. Patients with Parkinson’s disease, essential tremor, dystonia, and other movement disorders such as Tourette syndrome, who do not obtain a satisfactory response from optimal medical therapy, may be considered candidates for surgical intervention.
In collaboration with ÌÇÐÄvlogÃÛÌÒ Neurosurgery we at the Parkinson’s Disease Center and Movement Disorders Clinic (PDCMDC) have implanted over 1,000 DBS devices. Patients interested in being evaluated to determine whether they are candidates for Deep Brain Stimulation should contact our center.
Benefits and Limitations of Surgery
Parkinson’s Disease
In patients with Parkinson's disease (PD), surgery is generally recommended at a time when medications cannot adequately control symptoms. Patients are most often referred for DBS surgery when they have experienced problems with dyskinesias (excessive involuntary movements that occur as a consequence of PD medications) and fluctuations (the beneficial effects of medications do not last long enough between doses), or when they have tremor that is not sufficiently controlled with medication. When there are limited further adjustments that can be made with medications because of these problems, surgery may be a way to limit complications from medications and to improve motor function. It is important to note that for most symptoms (the exception being tremor), surgery will NOT work any better than medications ever did. The major benefits of DBS surgery in this case are to work LONGER rather than better by decreasing "off" time and to reduce or eliminate medication induced side effects like dyskinesias. In consequence, many patients report that their quality of life improves substantially after DBS. Medications can be gradually reduced after DBS, but this is not always the case and may depend on many factors.
In PD, motor symptoms (rigidity, slowness/incoordination, speech, walking/balance problems) that do not get better with medications will generally not get better following DBS surgery. The only exception is with tremor, which can be often be effectively controlled with DBS even when it has failed to improve with medications. Additionally, DBS is NOT a cure for PD, and it does not stop the underlying progression of the disease. Some symptoms such as balance difficulties, speech problems, swallowing difficulties, and cognitive decline develop or worsen as PD progresses, and cannot be addressed with DBS therapy. It is absolutely imperative that patients have realistic expectations and a clear understanding about the anticipated outcomes and potential risks before consenting to the procedure.
Essential Tremor
Patients with essential tremor (ET) can expect that their tremors can be better controlled by DBS surgery than by medications or other treatments. DBS surgery typically results in reduction or elimination of the need for medication to treat essential tremor, and as such may be a way of eliminating medication induced side effects. DBS surgery will not help with balance problems or other associated features such as neuropathy or hearing loss. Tremors of the head, trunk, or voice are more difficult to treat but can improve. Because DBS does not treat the underlying cause of essential tremor, symptoms can continue to progress despite DBS surgery.
Dystonia
Patients with dystonia (including cervical dystonia or torticollis) can reasonably expect that their involuntary muscle contractions or postures can be better controlled with DBS than with medications alone. However, there may be several factors that influence how well this can be done, including individual patient characteristics, duration of disease, distribution of symptoms, and the underlying cause of the dystonia.
Tourette Syndrome
The treatment of Tourette syndrome (TS) with DBS is not yet widely done and Baylor is one of the few centers in the country routinely doing DBS procedures for this condition. Because of this, there is not yet a standardized practice across medical institutions on how to treat TS with DBS. In our experience to date, tics can substantially improve, but they do not go away completely. There may also be some improvements in co-morbidities such as obsessive-compulsive disorder and attention deficit disorder. Surgery is generally reserved for severe cases in which all medical and psychological therapies have been exhausted and unsuccessful. Patients with significant Tourette syndrome and Obsessive compulsive disorder may undergo dual target DBS jointly managed by our clinic and Baylor Psychiatry.
Risks
There are potential risks associated with any brain surgery, including infection, intracerebral bleeding, leaks of the fluid surrounding the brain (cerebrospinal fluid), strokes, headaches, seizures, weakness, sensory changes, technical problems, wound healing problems, scarring, prolonged hospitalization, and need for additional surgery. Additionally, there may be potential risks associated with receiving anesthesia. The percentage of patients who report or experience these complications is low but may be different according to the surgeon that is performing the procedure. It is a good idea for patients to discuss individual complications rates with their neurosurgeon.
Additionally, there may be potential risks related to the programming of the DBS device, which begins a few weeks after the surgical process is complete. When making adjustments to the DBS, there may be immediate short-lived side effects such as tingling, tightening sensations, visual changes, or speech problems. Much of the time, these may be eliminated by further DBS adjustment. However, certain effects may not become apparent until hours or days after the adjustment. These may include any of the above symptoms, but also mood or behavior changes, involuntary movements, worsening of the underlying symptoms or walking and balance problems, including falls.
Patients undergoing DBS for ET, especially if the procedure is done on both sides of the brain, are particularly prone to developing problems with speech or gait/balance changes with stimulation. It is important that these problems are communicated to the neurologist if they occur so that they can be rectified as soon as possible. There may be several ways that these problems can be addressed, but it is possible that the changes required to minimize such side effects will lead to less symptom control.
Less commonly, and in the long term, there may be device complications that include loss of effect, unexpected side effects, fracture or breakage of the wiring, change of position of the electrode within the brain, or infection. Some of these problems may require removal of the device or portions of the device.
Before Surgery: Patient Selection
There is a preoperative process that all patients being considered for surgery will undergo, but this differs according to the condition being treated.
Generally, the steps in the patient selection process include:
1. Discussion and initiation with your neurologist
2. Preoperative assessments
3. DBS team consensus meeting
4. Follow up discussion
Preoperative Assessments
Parkinson's disease
The patient and his/her neurologist will decide together when it is time to consider DBS.
All patients will undergo an "on/off" evaluation in which their PD symptoms are assessed under conditions of no medication (“offâ€), and again with the full/maximal effect of medications (“onâ€). This is done by asking the patient to come in for evaluation first thing in the morning without having taken any PD medications. The neurologist will make an assessment of symptoms and document a physical exam on video. The patient will then take his/her usual first dose of medications. Once this dose has "kicked in" another assessment of symptoms will occur with another video documentation. This is done in order to gain a better understanding of which motor symptoms improve with medications to help guide patient expectations of outcomes after DBS.
Patients are also required to undergo a neuropsychological assessment to gain a better understanding of their baseline thinking skills and psychological state. Symptoms of depression or anxiety should be appropriately addressed prior to undergoing brain surgery. The presence of cognitive problems, such as dementia, may indicate a patient who is at risk of further cognitive decline after DBS, leading to more disability. Furthermore, the presence of dementia produces practical obstacles to achieving optimal outcomes. Patients with dementia may have difficulty accurately observing and articulating their symptoms, making adjustment of DBS parameters more difficult. Neuropsychological evaluation before surgery also provides an important baseline assessment; in cases where cognitive or emotional problems occur after surgery, the testing can be repeated and compared to preoperative scores to help determine the cause of the problems. Lastly, neuropsychological testing may be used to determine a “window of opportunity†when DBS can be safely pursued given the progressive nature of some cognitive problems in PD.
Essential tremor
Preoperative assessment of tremor severity by formal scales is usually done so that the neurologist has a baseline against which to measure the response to DBS. ET patients are also asked to undergo preoperative neuropsychological assessments for the same reasons as outlined above.
Dystonia
Preoperative assessments of dystonia symptoms are done for reasons similar to those in ET patients. Neuropsychological assessments may also be considered.
Tourette syndrome
Preoperative video evaluation, tic rating scales, and neuropsychological assessments are obtained before surgery. In some cases, a psychiatric evaluation is also required. These and other factors related to a patient's social or psychological state and support network are considered together in determining if DBS is appropriate.
Consensus Meeting
All cases are reviewed at a consensus conference attended by the treating neurologist, neuropsychologist, and neurosurgeon, at which time recommendations are made for or against surgery, and regarding which brain location should be targeted.
Follow Up Discussion
All patients will receive a follow-up call from the DBS team explaining whether surgery was recommended or not, and which location of stimulation was thought to be most beneficial. Patients will have an opportunity to ask further questions at this point before proceeding with referral to neurosurgery clinic.
Before Surgery: Preoperative Planning and Imaging
In the month prior to surgery, we perform an MRI to get a highly detailed picture of brain anatomy and to plan surgical trajectory. We have typically requested an anesthesiologist to provide sedation for the MRI, as it is sometimes difficult for patients to remain still for the images. However, it is your choice whether we use sedation for the MRI.
ÌÇÐÄvlogÃÛÌÒ DBS Surgery
ÌÇÐÄvlogÃÛÌÒ is fortunate to have the latest surgical technologies to allow the most customized and precise DBS surgery experience. Through our affiliated hospitals, we can perform surgery using intraoperative CT, intraoperative MRI, advanced electrophysiological techniques, and frameless DBS. DBS surgeries at BCM can be done either asleep or awake, though anesthesia is still used in both cases.
DBS surgery is performed in two parts:
- Part 1 involves placing the lead/electrode(s) into the intended deep brain target. This stage generally involves an overnight stay in the hospital, in a non-ICU setting.
- Part 2 involves the placement of the extension wires and battery. This stage is an outpatient surgical procedure that requires one hour under general anesthesia.
Battery replacements are another surgical procedure that patients will require periodically (generally every three to five years, if a rechargeable device is not used), depending on the amount of stimulation required to treat their condition. Battery replacement surgeries are typically minor procedures and can be done under local anesthesia when necessary.
Part 1
DBS lead placement is done in both awake or asleep patients using a stereotactic frame. In this procedure, a rigid frame, or halo, is attached to the patient’s head just before surgery after the skin on the scalp is anesthetized with a local anesthetic. A brain imaging study is obtained with this frame in place and the images are used to calculate the position of the desired brain target and to help guide instruments to that target with minimal brain trauma. The stereotactic frame is then fixed to the operating table, a small patch of hair is shaved and the scalp is washed. After making the scalp completely numb, an incision is made and a small opening in the skull is created.
The lead or electrode is surgically inserted into the desired target and can be tested in awake patients to verify optimal placement. The lead is ultimately connected to an extension wire that passes from the scalp area under the skin to the chest.
Part 2
The extension wire is connected to an implantable pulse generator (IPG), a pacemaker-like device, which can deliver pulses to the target brain area. The IPG is a small metal box which contains a small battery that powers the device. The IPG is surgically implanted under the skin in the upper chest area near the collar-bone or under the skin in the lower abdomen. The IPG delivers continuous electrical pulses with a variety of parameters, modes, and polarities, through the electrodes to produce the desired effects of DBS.
After Surgery
A few weeks after surgery, the movement disorders specialist will use a hand-held programmer to test different electrodes and determine the settings that provide the most benefit with the least side effects. This initial programming session after DBS surgery can last around 2 hours. This guides future programming sessions, which are usually performed every 3-4 weeks for at least 2-3 more visits to determine the optimal settings for stimulation.
Patients should be aware that DBS is not a cure for the underlying disease and the IPG settings often need to be adjusted in subsequent programming sessions.
ÌÇÐÄvlogÃÛÌÒ the Device
In all cases, the patient can activate or deactivate the DBS system by using a patient-friendly controller for their DBS that is provided by the manufacturer. Patients can also be given limited controls to make minor adjustments to their DBS on their own at the discretion of their neurologist.
| Lead Types | Omnidirectional: Lead consists of 8electrode contacts at 8 depths (1-1-1-1-1-1-1-1 configuration) that can be used individually or in combinations to achieve stimulation of the desired target. Directional: Lead consists of 8 electrode contacts divided across 4 depths (1-3-3-1 configuration) with middle two levels allowing for control of stimulation across the horizontal plane. This may facilitate more targeted stimulation to help maximize benefits while minimizing side effects. Newer directional leads (including up to 16 contacts) are being actively developed. |
| Extension | An insulated wire that is passed under the skin and connects the lead to the IPG. |
| Implantable Pulse Generator (IPG) | The IPG contains a battery that generates electric signals that are delivered to the brain via electrodes. |
| IPG Battery Types | Non-rechargeable: The typical battery life is expected to be approximately three to five years, but this may vary depending on the individual settings and hours of use per day. Replacing the IPG battery involves minor surgery but does not require replacement of DBS leads or additional brain surgery. Rechargeable: Rechargeable batteries are expected to last about 15 years but require charging anywhere from daily to once a month depending on the battery and settings used. The patient is expected to charge the battery at home by placing a wireless charger over the chest area where the battery is implanted. Recharging sessions typically last 15-60 minutes. |
| DBS Device Manufacturers | Abbott, Boston Scientific and Medtronic’s DBS devices have been approved by the FDA for use in the US. ÌÇÐÄvlogÃÛÌÒ of Medicine has experience implanting devices from all three of these companies. |
| MRI Compatibility | All manufacturers currently produce MRI compatible systems however certain batteries and IPG locations (along with certain cases utilizing a mix of equipment from different manufacturers) are not MRI compatible. |
| Additional Features | Multiple independent current control (MICC): allows further customization of stimulation across contacts (potentially further optimizing stimulation and side effects). |
| Sensing technology: Allows recording of brain activity from the DBS electrodes potentially allowing for more customized stimulation. | |
| Image guided programming: Allows further targeting of stimulation based on brain structures seen on MRI. |
Common Questions about DBS Surgery
If DBS is planned for both sides of the brain, there will be two surgeries approximately 7-14 days apart. The total time for the first day is typically 6-8 hours, and includes anesthesia evaluation, placement of a stereotactic frame (see the question “How long do I wear the halo?â€), brain imaging, surgical planning, placing the electrodes, and time in the recovery room. An overnight stay is required for monitoring. The next morning, a brain scan is performed to check for complications and electrode location. Patients are discharged home provided they are feeling well and there are no problems seen on the scan. If any difficulties are experienced, the hospital stay may be extended depending on the cause.
The second surgery is to implant the pulse generator (IPG) and connect it via extensions to the wires that are already in the brain. This is typically done 1-2 weeks later as an outpatient day surgery, and takes about two hours. Patients go home that same afternoon or evening.
If a unilateral (one-sided) surgery is planned, the entire procedure (electrode implantation and battery placement) can be done on a single day, and will take about 4-6 hours.
There are no formal recovery or rehabilitation recommendations after surgery. The surgeon will provide care instructions for the incision sites, prophylactic medications, and activity restrictions at the time of discharge after each procedure. Patients are advised to "take it easy" and to use common sense and their best judgment about returning to work or other usual activities.
The deep brain stimulator is turned on at the first programming session, about four weeks after the electrode implantation to allow for any potential swelling to subside. Early activation before return to an established postoperative state may result in insufficient programming or side effects.
A "halo" is a metal stereotactic frame placed on the head that is required by the neurosurgeon to optimize placement of the electrodes inside the brain. This is typically attached to the skull the morning of the surgery and is kept in place until the electrode placement surgery is complete. If patients are uncomfortable with the halo, the Anesthesiologist can administer medications to ease the discomfort.
The leads and stimulator are placed in two separate surgeries. The leads are placed first (Part 1) and there are two options.
Part 1: Lead Placement
Asleep DBS Surgery: Our DBS team has adopted a surgical procedure that provides patients the comfort of being asleep during the surgery. Given advancements in neuroimaging, electrodes can be accurately placed through imaging guidance during the surgery that assists in both identifying targeted brain area and verifying the placement of the electrodes.
Awake DBS Surgery: During awake DBS surgery patients are kept in a state of conscious sedation so that they are comfortable during the procedure. In these cases, sedation is lifted during the time that the electrodes are being placed in the brain so that the neurosurgeon can hear the electrical activity of the brain (microelectrode recording). After the target brain structure is reached, the targeted brain structure may be stimulated with electricity while the patient is asked to perform simple tasks to assess the degree of symptom control and for side effects.
Asleep DBS surgery has been compared to awake DBS surgery the outcomes have been similar.
Part 2: Device and Battery Placement Surgery
During the surgery where the battery is placed and connected, general anesthesia is used.
The brain is the only part of the body that has no sensation, so even when conscious sedation (awake surgery) is used, patients do not feel the electrode being inserted. There may be some sensations of pressure as the holes are made in the skull through which the electrodes are placed though local anesthesia is still used for this. Most people say that the most uncomfortable part of the procedure is when the halo is placed. There will likely be some soreness over the incision sites after each surgical procedure.
At minimum, a portion of the scalp will need to be shaved on either side in order to ensure clean access to the brain for the neurosurgeon and to prevent infections. Some patients and some surgeons prefer to shave the whole scalp, though hair preserving options can be discussed on an individual basis with the neurosurgeon.
If staples are placed, these will need to be removed by the neurosurgeon about two weeks after the surgery. This appointment will be coordinated before hospital discharge. In some cases, absorbable sutures may be used and such an appointment will not be necessary.
The first programming session in the neurologist's office takes place about four weeks after the electrode surgery, and is scheduled once the operating room (OR) date is finalized. It is imperative for patients with PD to present to the neurologist's office OFF all PD medications only beginning at midnight the night before for ALL programming sessions. This is the only way to assure that effects and side effects are coming from the DBS alone.
We will make every effort to coordinate visits for our out-of-town patients.
Medications for the neurologic condition or general health issues will not change immediately after surgery. Patients are usually given an antibiotic and possibly a medication to prevent seizures after brain surgery. PD medications are not adjusted at least until after the first programming session.
Immediately following surgery, the surgical area should be kept dry until after the stitches or staples are removed. Heavy lifting or over-strenuous activities should be avoided. Specific care instructions for the surgical sites will be provided at the time of hospital discharge.
Once the electrodes and battery are implanted, it is not safe for patients to undergo MRI scans except under certain protocols. Brain MRIs and body MRIs can be performed safely under specialized protocols. The appropriate specifications are in place at the ÌÇÐÄvlogÃÛÌÒ Radiology suites, but are not reliably in place elsewhere. Please contact us directly if such scanning is requested by other doctors.
Patients should not undergo diathermy after DBS implantation. Diathermy is a technique used in physical therapy in which deep heating of tissues is accomplished by a high frequency electrical current. Ultrasonic treatments or investigations without diathermy can be performed. Patients should check with their neurologist first if a therapist is recommending this type of treatment.
Other procedures such as lithotripsy and electrocautery require special considerations before being performed and should be discussed with your neurologist.
Initial device activation must be performed in the neurologist's office at the first programming sessions. This is not done immediately after surgery to allow time for the brain to recover from the procedure itself. All patients undergoing DBS will have a control device that allows them to turn the system on and off, and check the status of the battery. This capability will be explained at the first programming appointment. Depending on the particular condition and situation, the neurologist may program the device to allow the patient to adjust specific parameters at home.
After the first programming session, patients should expect to come in every 3-4 weeks for at least 2-3 more visits to optimize DBS settings, then at six months, and then annually.
- In PD cases, it generally takes about six months to go through the process of DBS and medication adjustment.
- For ET, this process may be shorter.
- For dystonia and TS, this process will probably take longer.
Each case is different, but regardless of the situation, this process should not be rushed because it may take a few days or weeks to see the full effect of a programming session.
Once the electrodes and battery are implanted, brain MRIs and body MRIs can be performed safely under specialized protocols when using appropriate MRI machines. The appropriate specifications are in place at the ÌÇÐÄvlogÃÛÌÒ Radiology suites, but are not reliably in place elsewhere. Please contact us directly if such scanning is requested by other doctors.
A brain MRI scan to check the electrode location may be ordered if unexpected difficulties are encountered with programming.
Please see the question “Are there any restrictions after surgery?†for further information.
References
Baizabal-Carvallo JF, Jankovic J. Deep brain stimulation of the subthalamic nucleus for peripherally induced parkinsonism. Neuromodulation. 2014;17(1):104-106.
Baizabal-Carvallo JF, Kagnoff MN, Jimenez-Shahed J, Fekete R, Jankovic J. The safety and efficacy of thalamic deep brain stimulation in essential tremor: 10 years and beyond. J Neurol Neurosurg Psychiatry. 2014;85(5):567-572.
Baizabal-Carvallo JF, Jankovic J. Movement disorders induced by deep brain stimulation. Parkinsonism Relat Disord. 2016;25:1-9.
Branco LRF, Viswanathan A, Tarakad A, Ince NF. Construction of semi-supervised spatial projections to identify the source of beta- and high frequency oscillations in Parkinson's disease. Int IEEE EMBS Conf Neural Eng. 2023 Apr;2023:10.1109/ner52421.2023.10123890.
DiLorenzo DJ, Jankovic J, Simpson RK, Takei H, Powell SZ. Neurohistopathological findings at the electrode-tissue interface in long-term deep brain stimulation: systematic literature review, case report, and assessment of stimulation threshold safety. Neuromodulation. 2014;17(5):405-18; discussion 418
Duffley G, Szabo A, Lutz BJ, et al. Interactive mobile application for Parkinson's disease deep brain stimulation (MAP DBS): An open-label, multicenter, randomized, controlled clinical trial. Parkinsonism Relat Disord. 2023 Apr;109:105346.
Gadot R, Vanegas Arroyave N, Dang H, Anand A, Najera RA, Taneff LY, Bellows S, Tarakad A, Jankovic J, Horn A, Shofty B, Viswanathan A, Sheth SA. Association of clinical outcomes and connectivity in awake versus asleep deep brain stimulation for Parkinson disease. J Neurosurg. 2022 Aug 5;138(4):1016-1027.
Jankovic J. Treatment of tics associated with Tourette syndrome. J Neural Transm (Vienna). 2020;127(5):843-850.
Karceski S. Parkinson disease: The long-term benefits of early use of deep brain stimulation. Neurology. 2020;95(4):e436-e438.
Najera RA, Provenza N, Dang H, Katlowitz KA, Hertz A, Reddy S, Shofty B, Bellows ST, Storch EA, Goodman WK, Sheth SA. Dual-Target Deep Brain Stimulation for Obsessive-Compulsive Disorder and Tourette Syndrome. Biol Psychiatry. 2023 Jun 1;93(11):e53-e55.
Neumann WJ, Gilron R, Little S, Tinkhauser G. Adaptive Deep Brain Stimulation: From Experimental Evidence Toward Practical Implementation. Mov Disord. 2023 Jun;38(6):937-948.
Ozturk M, Telkes I, Jimenez-Shahed J, Viswanathan A, Tarakad A, Kumar S, Sheth SA, Ince NF. Randomized, Double-Blind Assessment of LFP Versus SUA Guidance in STN-DBS Lead Implantation: A Pilot Study. Front Neurosci. 2020 Jun 12;14:611.
Xu W, Zhang C, Deeb W, Patel B, Wu Y, Voon V, Okun MS, Sun B. Deep brain stimulation for Tourette's syndrome. Transl Neurodegener. 2020 Jan 13;9:4.
©2024 Joseph Jankovic, M.D.